Matthew is One Four Nine Group’s Compliance Manager.
Matthew assists the One Four Nine’s Chief Compliance Officer who is leading the Group’s Risk and Compliance function to ensure that the compliance standards that are implemented are maintained across all wealth locations. He also provides compliance support and guidance where necessary.
With close to 30 years’ experience within compliance and T&C at several financial services businesses, Matthew fully understands the compliance challenges in a growing financial advice group. Matthew has previously held roles as a financial adviser, T&C Manager and latterly senior management functions before choosing to join One Four Nine. The interaction and supportive characteristics of the role for financial services businesses is what Matthew enjoys the most, helping to align the shared goals of running a successful yet compliant businesses.
Connect with Matthew on LinkedIn.
Take a look at the rest of the One Four Nine support team.