John Needham

Senior Compliance Manager

John is the Senior Compliance Manager at One Four Nine.

Working alongside the One Four Nine Chief Risk Officer, John completes the in-house centralised compliance function providing support and guidance for all One Four Nine Wealth Locations. He is responsible for Groupwide compliance monitoring.

With 27 years compliance experience John has a detailed understanding of the demands placed on financial advice businesses and how to effectively communicate to Location colleagues with supportive and empathetic delivery. He has a proven ability to simplify complex matters and provide a practical and managed approach to handling compliance and regulatory matters in a timely fashion.

John has developed a thorough understanding of FCA rules, with in depth knowledge of financial promotions, effective Training and Competence and compliance monitoring.

Connect with John on LinkedIn.

Take a look at the rest of the One Four Nine support team.

Centralising compliance and regulatory matters are critical to managing risk consistently across the Group

Latest News

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One Four Nine Group acquires second firm in Scotland

Russell Gibson acquired by One Four Nine

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Issue 15_OFNPM_Portfolio-Review_Q2-2022

Portfolio Review – Q2 2022

Chief Investment Officer's comments on global markets alongside a fund comparison

Read more about Portfolio Review – Q2 2022

Tax Efficient Alternative Investment Panel Launched

One Four Nine Group launches its Tax Efficient Alternative Investment Panel

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