One Four Nine Group, a nationwide, independent financial advice and fund management group, is pleased to announce the appointment of Shaun O’Leary as Chief Risk Officer.
During the 25 years Shaun has spent as a risk professional he has worked on a number of complex projects. He has worked on upgrading regulatory systems and controls to reviewing compliance frameworks for high profile companies. Most recently he has led on MIFID II and GDPR changes.
Shaun brings specialist knowledge in a number of areas:
- enforcement;
- anti-financial crime;
- risk and conduct of business;
- regulatory outlook
- compliance monitoring
- complaints;
- recruitment
- training; and
- competence and financial promotions.
In his new role based in London, his technical and industry knowledge will be instrumental to centralising and managing all regulatory processes and procedures for One Four Nine Group.
Shaun said: “One Four Nine is an excellent offering for advisers and their clients and as a people organisation, it’s something I truly believe in. I can’t wait to get started.”
Matthew Bugden, Chief Executive Officer, One Four Nine Group said: “Shaun’s experience and credibility in leading and delivering complex regulatory projects is paramount to us succeeding as a financial advice and fund management group. I am delighted Shaun is joining us on our journey.”
Read Shaun’s bio here.
